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Regulation NMS
Results: 1042

#	Item
111	Microsoft Word - Tick Pilot Comment Letter Jan[removed]with Esignature Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 09:13:40 Investment Stock market United States Securities and Exchange Commission Mathematical finance Uptick rule Algorithmic trading Regulation NMS Trading room Order Financial economics Financial markets Finance
112	January 6, 2015 Open Letter to U.S. Securities Industry Participants Re: Market Structure Reform Discussion Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-01-07 09:51:54 Finance Investment United States Securities and Exchange Commission Mathematical finance Regulation NMS Order Alternative Trading Systems Algorithmic trading National Market System Financial markets Financial economics Stock market
113	Division of Trading and Markets No-Action Letter: NASDAQ OMX BX, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-30 17:11:25 Investment Stock market United States Securities and Exchange Commission Mathematical finance Order Regulation NMS Flash trading Dark liquidity Bid–offer spread Financial markets Financial economics Finance
114	Petition for Rulemaking: Request for rulemaking to adopt amendments to Rules 600(b[removed]definition of a protected bid or offer), 605 and 606 (disclosure of order execution and order routing information), and 610(c) (the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-29 15:43:24 Investment Finance Financial markets Regulation NMS Order U.S. Securities and Exchange Commission Securities and Exchange Commission Alternative Trading Systems High-frequency trading Stock market United States Securities and Exchange Commission Financial economics
115	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 23, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 09:22:59 Economy of the United States Financial system United States securities law Self-regulatory organizations Regulation NMS Securities Exchange Act New York Stock Exchange Market data NYSE Arca Financial markets United States Securities and Exchange Commission Financial economics
116	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 23, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Es Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 09:21:03 Financial economics Financial system United States securities law Regulation NMS Securities Exchange Act New York Stock Exchange Market data NYSE Arca U.S. Securities and Exchange Commission Financial markets United States Securities and Exchange Commission Economy of the United States
117	BATS PROPOSES ELIMINATION OF ONE-SIZE-FITS-ALL U.S. EQUITY MARKET, REDUCTION OF SOME ACCESS FEES BY MORE THAN 80% Tiered Access Fee Proposal Also Designed To Encourage Trading in Less Liquid Securities KANSAS CITY, Mo., Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-01-07 21:25:42 Stock market Finance Regulation NMS Securities market Exchange-traded fund Security BATS Global Markets Algorithmic trading Order Financial economics Financial markets Investment
118	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 12, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 10:46:32 Investment Finance United States Securities and Exchange Commission Mathematical finance Order Direct Edge Regulation NMS Electronic communication network Algorithmic trading Financial markets Stock market Financial economics
119	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]January 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:00:40 NYSE Arca Investment New York Stock Exchange Market data Regulation NMS NASDAQ NYSE Euronext Economy of the United States Financial markets Financial economics
120	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 15, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 14:33:45 Stock market Self-regulatory organizations Finance Chicago Stock Exchange Regulation NMS Direct Edge Consolidated Tape Association Market data Intermarket sweep order Financial markets Financial economics Investment

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